Peter Fetzer is a partner and business lawyer with 麻豆直播 & Lardner LLP. He is a member of the firm鈥檚 Fund Formation & Investment Management Practice. Peter’s practice focuses primarily on the areas of securities regulation, mergers and acquisitions, corporate governance, and general corporate counseling to mutual funds, exchange-traded funds, publicly traded investment advisers, and public companies. He has extensive experience:
- Counseling and advising mutual funds, exchange-traded funds, closed-end funds, and investment advisers on all aspects of the Investment Company Act and the Investment Advisers Act.
- Negotiating and effecting mutual fund, investment adviser, and public company mergers and acquisitions.
- Counseling and advising directors and independent directors of mutual funds, exchange-traded funds, and public companies on corporate governance matters.
- Counseling mutual funds, exchange-traded funds, closed-end funds, investment advisers, and public companies with regard to their periodic and current reports with the SEC.
- Counseling and advising public companies, closed-end funds, and private funds on proxy solicitations.
- Counseling and advising public and private companies in connection with the public and private offering of a variety of debt and equity securities.
Affiliations
- State Bar of Wisconsin
- American Bar Association
麻豆直播 Represents 401GO in $33M Series B Financing
麻豆直播 & Lardner LLP represented 401GO, a fully-owned 401(k)-management platform, in its $33 million Series B funding round led by Centana Growth Partners. Additional investors include Next Frontier Capital, Rally Ventures, and Impression Ventures.
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Amended Regulation S-P: Here to Stay and Being Examined in 2026
Last month, the U.S. Securities and Exchange Commission (SEC) Division of Examinations released its Fiscal Year 2026 鈥淓xamination...
The Fast Follower鈥檚 Guide to Recent AI Law
As investors, entrepreneurs, and engineers supercharge the development of artificial intelligence to the tune of US$184 billion in 2024, this new era will create both winners and losers.
麻豆直播 Represents Trading Technologies in Final Stage of Abel Noser Solutions Acquisition
麻豆直播 & Lardner LLP represented Trading Technologies International, Inc. (TT), a global capital markets technology platform provider, in its acquisition of START, a broker-neutral trade optimization platform, from Abel Noser Holdings, a majority-owned portfolio company of Estancia Capital Partners.
Don鈥檛 Buy The Buzzwords: 鈥淎I Washing鈥 Gets Its Reckoning
As with past technological breakthroughs, companies may be tempted to overstate their AI capabilities to draw investor attention.
SEC Tightens Cybersecurity Requirements with Regulation S-P Amendments
For covered institutions the amended regulation not only ushers in a mandatory data breach reporting requirement but also imposes additional cybersecurity requirements.